Second phase

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Building Block Assessment - 2nd Phase

The second phase of the assessment of the architecture building blocks (BBs) used in the DE4A project comes after the cataloging of an initial set of relevant BBs for the Project Start Architecture (PSA). While in the previous phase the BBs were assessed for their technical, administrative and operational maturity, in this phase a more constrained set of BBs actually implemented by the pilots was evaluated from a wider perspective.

Methodology

The methodology for evaluation was designed following general systemic principles, with a set of indicators including: usability, openness, maturity, interoperability, etc. The identification of the evaluation criteria and the analysis of the results have been approached from several perspectives: literature survey and thorough desktop research; revision and fine-tuning of the initial BB set and evaluation methodology, and an online questionnaire designed for gathering feedback by the relevant project partners:

-      Member States (MSs)

-      WP4 partners - Pilots (Doing Business Abroad - DBA, Moving Abroad - MA, and Studying Abroad - SA)

-      WP5 partners - for specific components

To revise and fine-tune the evaluation methodology developed in the first phase, as well as the set of BBs selected for assessment as a result, several meetings and consultations were held with the aforementioned project partners. This led to a narrower set of relevant BBs consisting of a subset of the ones assessed in the first phase, and news ones resulting from the piloting needs and implementation. To capture these specificities, a wide set of questions from the survey capture all aspects important for the decisions made and for future reuse. Several iterations over the initial set of questions were performed, determining the relevance according to the roles of the project partners that provided feedback. Finally, a process of feedback coordination was also determined for the pilot leaders, who gathered additional information by the pilot partners’ implementation of some of the BBs (or important aspects of them).

It is important to note that the division of partners according to their role in the project was done due to the difference in the set of BBs that they had experience with. This implies that not each partner evaluated the whole set of BBs, but only the BBs relevant for their practice and research in the DE4A project.

The final set of relevant BBs per partner type is given in Table 1, together with statistics on the number of assessments obtained for each BB.

Table 1 List of building blocks evaluated in the second phase, per relevant partner

#	Building Block	# of assessments on the BB	Relevant partner(s)
	Common Components
1	eDelivery (data exchange)	3	WP5/MSs
2	SMP/SML	2	MSs via pilots
3	DE4A Connector	2	MSs via pilots
4	DE4A Playground	6	DBA/SA/MA
	Semantic
5	Information Exchange Model	7	DBA/SA/MA/WP5
6	Canonical Data Models	6	DBA/SA/MA DE and DO pilot partners
7	ESL (implemented as part of SMP/SML)	1	WP5
8	IAL	1	WP5
9	MOR	1	MA pilot partners
	eID/PoR
10	SEMPER	1	DBA
	VC Pattern
11	SSI Authority agent	4	SA
12	SSI User agent (mobile)	4	SA
13	EBSI-ESSIF (CEF Blockchain)	1	WP5 (T5.4)

Questionnaire design

This questionnaire aims to analyze the extent and the ways of employment of a list of BBs, whichwere cataloged during the first assessment phase of this task. Through a number of assessment categories and indicators assigned to them, the questionnaire supports a methodology that allows us to qualify and quantify the applicability, functionality, maturity and potential for reusability of each of the BBs, especially in view of the DE4A project.

The questionnaire contains 9 sections, i.e. categories, inquiring on:

• Inventory of BBs and functionalities;
• Interoperability;
• Maturity;
• Openness;
• Ease of implementation;
• Meeting pilot requirements;
• Performance (Non-functional requirements);
• Patterns; and
• Trust, Identity, Security, Privacy, Protection.

The questionnaire was distributed among the relevant (aforementioned) partners, and the feedback has been obtained in the period 28.11.2022 - 12.12.2022. Based on the insights from the provided feedback, we are able to also extract valuable lessons learned through the implementation practices, as well as recommendations for future reuse of the analyzed BBs.

Note: The BB assessment includes the BBs used in both iterations of the pilots. It also includes BBs used in the playground and the mocked DE/DO.

Data and preprocessing

After the data gathering period, a total of 10 surveys were received with valid input, representing full coverage of the BBs by foreseen parties (See Table 2). This provides sufficient statistical significance to proceed with the analysis of the results and finalize the BB assessment.

Table 2.Distribution of received valid feedback per partner type

Partner type	# of assessments done
1 (WP5 representative)	2
2 (DBA pilot representative)	1
3 (SA pilot representative)	4
4 (MA pilot representative)	1
5 (MS representative)	2
Valid	10

Data analysis

In this section, we present the analysis of the obtained data and put the results in both the DE4A and the wider context relevant for reusing the analyzed BBs. We then provide comparative analysis between the two evaluation phases of the BBs carried out in the DE4A project.

Inventory of BBs and functionalities

In this part of the survey, we inquired on the new functionalities and requirements defined for the BBs during the project life-time.

In 9 of the 10 cases, there were new functionalities defined for one or more of the implemented BBs, and in 7 of the 10 cases, new requirements as well. This is shown in Figure 1a) and b), respectively.

Of the functionalities, most noticeable were:

• Iteration 2: definition of notification request and response regarding the Subscription and Notification (S&N) pattern;
• Evidence request, DE/DO mocks;
• Average grade element was added to the diploma scheme, due to requirements at the Universitat Jaume I (UJI) to rank applicants;
• Automatic confirmation of messages;
• Canonical data models: additional information to generate other types of evidence;
• Capacity to differentiate between "environments" (mock, preproduction and piloting) in the information returned by the IAL, since in the second iteration we had just one playground for all the environments; and
• Deregistration, multi evidence.

Figure 1. a) New functionalities; b) New requirements for the existing BBs defined in DE4A lifetime

Of the new requirements[1], the following were noted:

• Those necessary to define and implement the above functionalities;
• SSI authority agent and SSI mobile agent were updated to simplify the SA UC3 ("Diploma/Certs/Studies/Professional Recognition") service;
• Subscription and Notification pattern, Evidence Request, DE/DO mocks (see project’s wiki solution architecture iteration 2, for requirements regarding Subscription and Notification); and
• Deregistration.

In addition to the new functionalities, we also inquired about the redundant ones, those that were already defined, but found unusable in the context of DE4A. Thus, in 4 of the (10) cases there were redundant functionalities found for the implementation of the pilot.

Despite the existing BBs that were on the list for evaluation, 4 of the partners also pointed out the following additional BBs or components that were employed in the pilots:

• Logs and error messages (in the MA-pilot);
• IAL / IDK (used by the Member States); and
• eIDAS (used by the SA pilot and the MSs).

With their use, the following additional functionalities were provided:

• Cross-border identification of students;
• Clarity and understanding; and
• Authentication and lookup routing information.

For the additional BBs, one new functionality was also defined during piloting: Common Errors.

Finally, the survey also inquired on the possibility of completely new BBs being defined during the lifespan of the project. According to the partners’ feedback, in 4 of the 10 cases such BBs were also defined, all of which were also regarded as reusable by other projects and in other cases as well, such as:

• For any SSI or verifiable credential like pattern;
• MOR semantics in EBSI and SDGR; and
• By IAL: for lookup routing information.

BB Interoperability

EIF/EIRA defines 4 dimensions with respect to interoperability: Legal, Organizational, Semantic and Technical. Thus, in addition to analyzing the contribution of each BB to interoperability (as defined by EIF/EIRA), we also delved into more granular inquiry on how each of the interoperability dimensions was addressed in the DE4A project (with the implementation of the given set of BBs). This was done both for the cases of the current implementation of the BBs, as well as in view of the potential of each BB to contribute to (the dimensions of) interoperability in contexts other than DE4A.

Figure 2a) shows the contribution of each BB to interoperability in the context of DE4A, while Figure 2b) granulizes this contribution per each interoperability dimension.

Furthermore, Figure 3a) provides insight into the potential of each BB to contribute to interoperability in contexts other than DE4A, while Figure 3b) depicts the contribution of the analyzed BBs per each interoperability dimension, in general. It is important to note that this latter analysis (of the BBs potential) also takes into account the additional functionalities of the BBs defined during DE4A lifespan, through their piloting, and with the updated set of requirements. Thus, these figures also provide a proof of the DE4A contribution in the improvement of BB potential to respond to a wider set of interoperability requirements along each of the four dimensions: Legal, Organization, Semantic and Technical.